Compliance Officer
Location: Stellenbosch, Western Cape, ZA
Company: Capitec Bank Ltd
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We’re on the lookout for energetic, self-motivated individuals who share our passion for service in the banking industry. To be part of the journey, follow the steps below:
1. To see what life at Capitec is all about and complete a short assessment, please click here!
2. Once you have completed the above finalize your application by clicking apply below
Purpose Statement
- To execute projects and tasks which assist Capitec Life in complying with its regulatory obligations, without unnecessarily restricting its business objectives, by providing relevant and effective advice to the business and ensuring regulatory risks are effectively managed.
- To assist Capitec Life in meeting its regulatory obligations in relation to compliance and ensure that business processes are performed within the relevant statutory requirements.
Experience
Minimum:
- 3 years’ financial services compliance /legal advising
- Stakeholder management at all levels and up to Exco
- Holding responsibility for oversight of all regulations and Acts relating to financial services generally.
- Working as part of a multi-disciplinary team (IT, Business etc.)
- Proven experience in stakeholder management and influence.
Ideal:
- Holding responsibility for oversight of all regulations and Acts relating to a specific portfolio within financial services such as insurance, credit.
- Experience of Capitec Bank products and services
Qualifications (Ideal or Preferred)
- Honours Degree in Law
Knowledge
Minimum:
- SA Financial Services legislation, including (but not limited to):
- Financial Sector Regulation Act (FSRA)
- Financial Intelligence Centre Act (FICA)
- Protection of Personal Information Act (POPIA)
- NCA
- ECT Act
- Consumer Protection Act
- Business analysis and design
- Financial systems and procedures
Ideal:
- The regulatory environment (i.e. FIC, Prudential Authority, FSCA) related to the specialist environment operating in
- Insurance industry
Skills
- Communications Skills
- Interpersonal & Relationship management Skills
- Computer Literacy (MS Word, MS Excel, MS Outlook)
- Influencing Skills
- Reporting Skills
Conditions of Employment
- Clear criminal and credit record
Capitec is committed to diversity and, where feasible, all appointments will support the achievement of our employment equity goals.